Securities and Exchange Board of India (SEBI) vide CIR/HO/MIRSD/MIRSD2/CIR/P/2017/124 dated November 30, 2017, provided its clarification to circular no. CIR/HO/MIRSD/MIRSD2/CIR/P/2017/108 dated September 26, 2017, on Prevention of Unauthorized Trading by Stock Brokers. Brokers are required to maintain the records specified at para 3 of aforementioned circular for a minimum period of 3 years and if … Continue reading “Clarification with respect to maintaining of records by Stock Broker”